Sanctions screening & monitoring reviews
Evaluate how screening and monitoring decisions move from a system alert to an owned, documented response.
The support, at a glance.
When it fits
Exceptions are difficult to resolve, screening evidence is inconsistent or monitoring settings need review.
What we examine
OFAC screening controls, transaction monitoring workflows, escalation procedures and records within the agreed scope. Reporting-process reviews can also examine SAR and CTR preparation, accuracy and timeliness, with filing responsibility agreed separately.
What you receive
Documented observations, prioritized recommendations and a discussion of the changes and decision ownership needed.
How the engagement works.
Agree the review boundary
Identify systems, processes, products and evidence in scope.
Trace the workflow
Review how alerts and exceptions are handled, documented and escalated.
Recommend practical improvements
Discuss control gaps, follow-up work and appropriate ownership of changes.
Make the work tangible.
Relevant expertise.
Our specialists hold the Certified Anti-Money Laundering Specialist (CAMS) and Certified Global Sanctions Specialist (CGSS) certifications, bringing focused expertise in AML and global sanctions.
Our specialist expertiseQuestions before we begin.
Does software alone resolve the problem?
Software supports screening and monitoring, but people still need clear procedures, decision authority and evidence of their actions.
Is this ongoing transaction surveillance?
This page describes review work. Recurring operational support requires a separately agreed scope and capacity.
Do you determine whether a transaction is legally permitted?
Legal interpretations and transaction-specific decisions may require qualified counsel. The review scope and escalation responsibilities are agreed upfront.
Tell us what needs to move forward.
Share your business model, the support you need and any upcoming milestone. We will review your inquiry and follow up to discuss scope, responsibilities and next steps.
Please keep customer records and sensitive account information out of this initial inquiry.